-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AWRXc6X6Ct6r7Zq+s35EWWN8ns12e5eWTliBWduZGWrgIOigTT3ykvqvWkJok21I 0iIbaZ24Wnc4gnVjWys4uw== 0000896464-99-000002.txt : 19990217 0000896464-99-000002.hdr.sgml : 19990217 ACCESSION NUMBER: 0000896464-99-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC SUNWEAR OF CALIFORNIA INC CENTRAL INDEX KEY: 0000874841 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 953759463 STATE OF INCORPORATION: CA FISCAL YEAR END: 0202 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43015 FILM NUMBER: 99539982 BUSINESS ADDRESS: STREET 1: 5200 E LA PALMA AVE CITY: ANAHEIM STATE: CA ZIP: 92807 BUSINESS PHONE: 7146938066 MAIL ADDRESS: STREET 1: 5200 E LA PALMA AVE CITY: ANAHEIM STATE: CA ZIP: 92807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUNCAN HURST CAPITAL MANAGEMENT INC /CA CENTRAL INDEX KEY: 0000896464 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 330403387 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4365 EXECUTIVE DR STREET 2: STE 1520 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195974800 MAIL ADDRESS: STREET 1: 4365 EXECUTIVE DR STREET 2: SUITE 1520 CITY: SAN DIEGO STATE: CA ZIP: 92121 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) PACIFIC SUNWEAR OF CALIFORNIA, INC. Common Stock (Title of Class of Securities) 694873100 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of the cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) CUSIP NO. 694873100 SC 13G/A 1.NAME OF REPORTING PERSON Duncan-Hurst Capital Management Inc. S.S. ir I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 33-0403387 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF AGROUP (a) [ ] (b) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Duncan-Hurst Capital Management Inc. is a California corporation. 5. SOLE VOTING POWER NUMBER OF SHARES 0 6. SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY EACH 0 7. SOLE DISPOSITIVE POWER REPORTING PERSON 0 8. SHARED DISPOSITIVE POWER 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% 12. TYPE OF REPORTING PERSON* IA, CO *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 694873100 SC 13G/A 1. NAME OF REPORTING PERSON William H. Duncan, Jr. S.S. ir I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3.SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATIO United States 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER NUMBER SHARES 0 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% 12. TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 694873100 SC 13G/A Item 1(a) Name of Issuer PACIFIC SUNWEAR OF CALIFORNIA, INC. Item 1(b) Address of Issuers Principal Executive Offices 5200 EAST LA PALMA ANAHEIM, CALIFORNIA 92807 Item 2(a) Name of Person Filing Duncan-Hurst Capital Management Inc. Item 2(b) Address of Issuers Principal Business or, if none, Residence 4365 Executive Drive, Suite 1520 San Diego, California 92121 Item 2c Citizenship Reference is hereby made to item 4 to the cover pages incorporated by reference herein Item 2(d) Title of Class of Securities Common Item 2(e) Cusip Number 694873100 Item 3 Type of person reporting Duncan-Hurst Capital ManagementInc. is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 and William H. Duncan, Jr. is its principal shareholder, sole director, Chief Executive Officer and Chief Investment Officer.
CUSIP NO. 694873100 Item 4 Ownership Reference is hereby made to Items 5-9 and 11 of the cover pages of this Schedule 13G, which items are incorporated by reference herein. Duncan- Hurst Capital Management Inc. and William H. Duncan, Jr. are the beneficial owners of, and hold sole dispositive power over, the number of shares reflected in Item 9 of the cover pages. However, certain clients for whom DuncanHurst Capital Managment In. acts asinvestment adviser retain the power to vote the shares and held in their advisory accounts, to direct Duncan- Hurst Capital Management Inc. how to vote, or to provide guidelines and general instructions as to voting. Accordingly, Duncan-Hurst Capital Management Inc. and William H. Duncan, Jr. may be deemed to share voting power with such clients. The number of shares reflected in Item 6 of the cover pages reflects shares held in such clients accounts.
Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following [X] Item 6 Ownership of more than five percent on behalf of another person NOT APPLICABLE Item 7 Identification and Classification of the Subsidiary which acquired the security being reported on by the Parent Holding Company NOT APPLICABLE Item 8 Identification and Classification of members of the Group NOT APPLICABLE Item 9 Notice of Dissolution of Group NOT APPLICABLE CUSIP NO. 694873100 SC 13G/A Item 10 Certification By signing below the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1999 DUNCAN-HURST CAPITAL MANAGEMENT INC. By /s/ Rebecca M. La Ferney _________________________ ____________ REBECCA M. LA FERNEY Vice President /s/ William H. Duncan, Jr. _________________________ ____________ WILLIAM H. DUNCAN, JR. chief Investment Officer and Sole Director -----END PRIVACY-ENHANCED MESSAGE-----